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Does financial disclosure readability predict shareholder activism?

Abhinav Anand, Xing Huan and Jalaj Pathak
2021
Working Paper No
654
Body

We examine the impact of financial disclosures’ readability on future shareholder activism, as expressed by shareholder-initiated proxy proposals. Based on a sample of 1,560 proposals made by shareholders of 818 S&P 1500 firms between 2000 and 2014, we find that the semantic complexity of the MD&A section of the 10-K filings significantly predicts future shareholder proposals. Ceteris paribus, firms with more unreadable MD&A sections are more likely to face a higher incidence of shareholder proposals, up to two years in the future. We show that our results are robust to the inclusion of several alternative readability metrics; reverse causality check, and instrumental variables approach; subsample analyses, as well as a variety of confounding events.

Key words
10-K, corporate governance, financial disclosure, readability, semantic complexity, shareholder activism, shareholder proposals, textual analysis
WP No. 654.pdf (588.66 KB)

Does financial disclosure readability predict shareholder activism?

Author(s) Name: Abhinav Anand, Xing Huan and Jalaj Pathak, 2021
Working Paper No : 654
Abstract:

We examine the impact of financial disclosures’ readability on future shareholder activism, as expressed by shareholder-initiated proxy proposals. Based on a sample of 1,560 proposals made by shareholders of 818 S&P 1500 firms between 2000 and 2014, we find that the semantic complexity of the MD&A section of the 10-K filings significantly predicts future shareholder proposals. Ceteris paribus, firms with more unreadable MD&A sections are more likely to face a higher incidence of shareholder proposals, up to two years in the future. We show that our results are robust to the inclusion of several alternative readability metrics; reverse causality check, and instrumental variables approach; subsample analyses, as well as a variety of confounding events.

Keywords: 10-K, corporate governance, financial disclosure, readability, semantic complexity, shareholder activism, shareholder proposals, textual analysis
WP No. 654.pdf (588.66 KB)